Wenxiu Zhao
趙文秀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wenxiu Zhao (趙文秀), a licensed former licensee with CE reference BBU280. This person has 9.7 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-05-17 | 2024-06-03 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 - Dealing in securities | 2019-12-04 | 2024-06-03 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 4 - Advising on securities | 2019-12-04 | 2024-06-03 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-24 | 2019-09-27 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-24 | 2019-09-27 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-12-23 | 2018-07-11 |
| BOB International Asset Management Company Limited 北銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-08-04 | 2016-12-01 |
| BOB International Asset Management Company Limited 北銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-08-04 | 2016-12-01 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-23 | 2015-05-07 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-14 | 2014-09-01 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-03-14 | 2014-09-01 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-03-14 | 2014-09-01 |
| Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2013-08-29 | 2014-01-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wenxiu Zhao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.