Tianqi (SFC:BBT487) Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tianqi (SFC:BBT487) Chen ( ), a licensed former licensee with CE reference BBT487. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2014-02-21 | 2022-10-07 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2014-02-21 | 2022-10-07 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2014-02-21 | 2022-10-07 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2014-02-21 | 2022-10-07 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2014-02-21 | 2022-10-07 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-08-23 | 2013-10-10 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-08-23 | 2013-10-10 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2013-08-23 | 2013-10-10 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2013-08-23 | 2013-10-10 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2013-08-23 | 2013-10-10 |