Tianqi Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tianqi Chen, a licensed former licensee with CE reference BBT487. This person has 8.8 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2014-02-21 | 2022-10-07 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2014-02-21 | 2022-10-07 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2014-02-21 | 2022-10-07 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2014-02-21 | 2022-10-07 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2014-02-21 | 2022-10-07 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-08-23 | 2013-10-10 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-08-23 | 2013-10-10 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2013-08-23 | 2013-10-10 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2013-08-23 | 2013-10-10 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2013-08-23 | 2013-10-10 |