Shengsi Yang
楊聖斯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shengsi Yang (楊聖斯), a licensed former licensee with CE reference BBT172. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New China Asset Management (Hong Kong) Limited 新華資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-07-21 | 2015-09-02 |
| New China Asset Management (Hong Kong) Limited 新華資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-07-21 | 2015-09-02 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-01 | 2015-06-04 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-19 | 2015-06-04 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-08-19 | 2015-06-04 |