Siu Yin Mok
莫少然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Yin Mok (莫少然), a licensed former licensee with CE reference BBS891. This person has 11.7 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2017-08-03 | 2025-09-30 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-26 | 2025-09-30 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-05-26 | 2025-09-30 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-04-28 | 2017-04-14 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-09-24 | 2017-04-14 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-11 | 2017-04-14 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-15 | 2014-08-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Yin Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.