Zhao (SFC:BBS869) Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhao (SFC:BBS869) Liu, a licensed Responsible Officer with CE reference BBS869. Currently licensed at 1 firm(s): Cool River Venture HK Limited. Active regulated activities: Type 9 - Asset management. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cool River Venture HK Limited |
RO | Type 9 - Asset management | 2024-11-21 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-20 | 2015-03-27 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-08-20 | 2015-03-27 |