Ting Cheung Chan
陳庭章
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting Cheung Chan (陳庭章), a licensed former licensee with CE reference BBS827. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2016-06-27 | 2019-02-15 |
| Natixis Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2016-06-27 | 2019-02-15 |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2016-06-27 | 2019-02-15 |
| Natixis Asia Limited | Rep | Type 5 — Advising on futures contracts | 2016-06-27 | 2019-02-15 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2015-04-10 | 2016-05-28 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2013-08-19 | 2016-05-28 |