Lin (SFC:BBR433) Gao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lin (SFC:BBR433) Gao ( ), a licensed former licensee with CE reference BBR433. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2014-07-14 | 2015-09-22 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2014-07-14 | 2015-09-22 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2014-07-14 | 2015-09-22 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2013-08-08 | 2014-06-07 |