Xinting Wang
王欣婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xinting Wang (王欣婷), a licensed former licensee with CE reference BBR069. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-12 | 2019-04-05 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-04-12 | 2019-04-05 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-04-12 | 2019-04-05 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-29 | 2016-01-21 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-07-29 | 2016-01-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2013-08-01 | 2013-11-30 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2013-08-01 | 2013-11-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2013-08-01 | 2013-11-30 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2013-08-01 | 2013-11-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2013-08-01 | 2013-11-30 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2013-08-01 | 2013-11-30 |