Yuman Peng
彭羽曼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuman Peng (彭羽曼), a licensed former licensee with CE reference BBQ199. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-03 | 2016-02-02 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-10-03 | 2016-02-02 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2013-10-23 | 2014-09-13 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-07-23 | 2014-09-13 |