Christopher John Dawson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher John Dawson ( ), a licensed former licensee with CE reference BBQ139. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2019-02-26 | 2019-10-25 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-12-19 | 2019-10-25 |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2016-12-19 | 2019-10-25 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2013-08-02 | 2019-10-25 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2013-08-02 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2013-08-02 | 2019-10-25 |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2013-08-02 | 2016-12-18 |