Ye (SFC:BBP233) Zhang
張曄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ye (SFC:BBP233) Zhang (張曄), CE reference BBP233. Currently licensed at 1 firm(s): Soochow Securities International Asset Management Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2026-03-20 | present |
| Gladwealth Investment Group Limited 雲富投資集團有限公司 |
RO | Type 9 — Asset management | 2024-10-14 | 2025-08-08 |
| Gladwealth Investment Group Limited 雲富投資集團有限公司 |
Rep | Type 9 — Asset management | 2024-06-28 | 2024-10-14 |
| Caitong International Capital Co., Limited 財通國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2022-08-19 | 2024-04-22 |
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-06-15 | 2024-04-22 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-12-06 | 2020-05-29 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-28 | 2018-12-06 |