Sau Ying Yu
余秀瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Ying Yu (余秀瑩), a licensed Representative with CE reference BBP173. Currently licensed at 2 firm(s): Merrill Lynch (Asia Pacific) Limited, Merrill Lynch Far East Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2021-09-27 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2021-09-27 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2021-09-27 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-17 | 2021-06-25 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-07-17 | 2021-06-25 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2013-07-17 | 2013-11-01 |