Wai Ping (SFC:BBO884) Chan
陳惠萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ping (SFC:BBO884) Chan (陳惠萍), a licensed former licensee with CE reference BBO884. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-07-11 | 2019-05-14 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-07-11 | 2019-05-14 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2013-07-11 | 2019-05-14 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2013-07-11 | 2019-05-14 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2013-07-11 | 2019-05-14 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2013-07-11 | 2019-05-14 |