Pauline Lok Yan Lam
林諾欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pauline Lok Yan Lam (林諾欣), a licensed former licensee with CE reference BBN652. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Advisors | Rep | Type 9 — Asset management | 2020-10-06 | 2021-08-18 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-10-06 | 2021-08-18 |
| CASH Asset Management Limited 時富資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-11-12 | 2015-07-24 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-10 | 2015-07-24 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-07-10 | 2015-07-24 |