Ka Hei Yiu
姚家曦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Hei Yiu (姚家曦), a licensed former licensee with CE reference BBN043. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-02-01 | 2020-09-30 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-01-29 | 2020-09-30 |
| Fulbright Asset Management Limited 富昌資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-01-29 | 2020-09-30 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-12 | 2019-02-01 |
| Sanfull Securities Limited 新富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-04 | 2018-10-23 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-25 | 2015-04-26 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-02 | 2014-08-05 |