Pui Ying Tse
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Ying Tse (謝佩凝), a licensed Representative with CE reference BBL725. Currently licensed at 1 firm(s): Wisdom Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.9 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2020-12-04 | present |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-12-04 | present |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-12-04 | present |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-08-08 | 2014-09-23 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-08-08 | 2014-09-23 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2014-08-08 | 2014-09-23 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-08-08 | 2014-09-23 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-15 | 2014-09-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pui Ying Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.