Chi Yeung Lam
林智洋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Yeung Lam (林智洋), a licensed former licensee with CE reference BBL717. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-12-28 | 2018-09-01 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-12-28 | 2018-09-01 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2016-12-28 | 2018-09-01 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-01-26 | 2016-12-14 |
| S&P Global Ratings Hong Kong Limited | Rep | Type 10 - Providing credit rating services | 2013-06-21 | 2015-01-07 |