Kam Yui Chan
陳錦銳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Yui Chan (陳錦銳), a licensed former licensee with CE reference BEC922. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-20 | 2024-12-28 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-17 | 2022-05-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-17 | 2022-05-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-10-17 | 2022-05-31 |
| Evercore Asia Limited |
Rep | Type 4 — Advising on securities | 2018-10-18 | 2019-10-01 |
| Evercore Asia Limited |
Rep | Type 1 — Dealing in securities | 2017-07-27 | 2019-10-01 |
| Evercore Asia Limited |
Rep | Type 6 — Advising on corporate finance | 2016-11-10 | 2019-10-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-15 | 2016-09-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2016-06-15 | 2016-09-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 9 — Asset management | 2016-06-15 | 2016-09-06 |
| Evercore Asia Limited |
Rep | Type 6 — Advising on corporate finance | 2014-10-03 | 2016-05-09 |