Chen (SFC:BBL390) Wang
王晨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen (SFC:BBL390) Wang (王晨), CE reference BBL390. Currently licensed at 1 firm(s): UBS Asset Management (Hong Kong) Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2019-12-11 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2019-12-11 | present |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2014-12-19 | 2016-07-19 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-06-24 | 2014-10-31 |