Chen Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen Li (李琛), a licensed Responsible Officer with CE reference BBK724. Currently licensed at 2 firm(s): China Industrial Securities International Futures Limited, China Industrial Securities International Brokerage Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 8.6 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2026-01-21 | present |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2026-01-21 | present |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-03-31 | 2026-01-21 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-07-26 | 2025-01-31 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-02-04 | 2022-07-26 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-03-04 | 2022-02-04 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-28 | 2019-11-19 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-06-14 | 2013-08-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chen Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.