Yiu Ming David Poon
潘燿明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Ming David Poon (潘燿明), a licensed Representative with CE reference BBH082. Currently licensed at 2 firm(s): Merrill Lynch (Asia Pacific) Limited, Merrill Lynch Far East Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-11-10 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-11-10 | present |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2014-11-10 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2013-05-15 | 2014-03-20 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2013-05-15 | 2014-03-20 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2013-05-15 | 2014-03-20 |