Paul Edward Jefferys
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Edward Jefferys, a licensed former licensee with CE reference BBG408. This person has 3.9 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-12-19 | 2017-04-12 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2013-05-09 | 2017-04-12 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2013-05-09 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2013-05-09 | 2017-04-12 |