Sau King David Yim
嚴守敬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau King David Yim (嚴守敬), a licensed former licensee with CE reference BDJ959. This person has 1.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2014-07-02 | 2015-08-13 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2014-07-02 | 2015-08-13 |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Sau King David Yim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.