Lu Si
司璐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lu Si (司璐), CE reference BBB768. Currently licensed at 2 firm(s): CMB International Securities Limited, CMB International Futures Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2026-01-08 | present |
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2026-01-08 | present |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2026-01-08 | present |
| T.F.S. Derivatives HK Limited | Rep | Type 1 — Dealing in securities | 2016-09-28 | 2020-12-24 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-10 | 2015-02-02 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-04-10 | 2015-02-02 |