Deng (SFC:BBB693) Pan
潘登
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Deng (SFC:BBB693) Pan (潘登), a licensed former licensee with CE reference BBB693. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2015-07-16 | 2024-08-03 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2015-07-16 | 2024-08-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2013-04-15 | 2015-05-19 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2013-04-15 | 2015-05-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2013-04-15 | 2015-05-19 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2013-04-15 | 2015-05-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2013-04-15 | 2015-05-19 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2013-04-15 | 2015-05-19 |