Yang (SFC:BBB364) Liu
劉洋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:BBB364) Liu (劉洋), a licensed former licensee with CE reference BBB364. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-06-30 | 2016-08-09 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2013-07-15 | 2015-01-21 |