Carmen Ka Man Tse
謝嘉汶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carmen Ka Man Tse (謝嘉汶), a licensed former licensee with CE reference BBA612. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2020-06-22 | 2023-01-01 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2020-06-22 | 2023-01-01 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-03-26 | 2013-08-09 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-03-26 | 2013-08-09 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2013-03-26 | 2013-08-09 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2013-03-26 | 2013-08-09 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2013-03-26 | 2013-08-09 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 - Asset management | 2013-03-26 | 2013-08-09 |