Heliodoro Pedro Romero de Diego
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Heliodoro Pedro Romero de Diego ( ), a licensed former licensee with CE reference BAX298. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2020-01-20 | 2020-01-24 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-06-28 | 2018-07-06 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-04-06 | 2018-04-13 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-02-22 | 2013-03-01 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-02-22 | 2013-03-01 |