Ching Shan Chan
陳靜山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Shan Chan (陳靜山), a licensed former licensee with CE reference BAW692. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-23 | 2016-06-17 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-12-23 | 2016-06-17 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-18 | 2013-12-10 |