Ian Michael Gribbin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ian Michael Gribbin ( ), a licensed former licensee with CE reference BAV454. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-10 | 2020-12-14 |
| Merrill Lynch Far East Limited | Rep | Type 7 - Providing automated trading services | 2013-09-06 | 2014-03-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2013-02-01 | 2014-03-20 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2013-02-01 | 2014-03-20 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2013-02-01 | 2014-03-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | 2013-02-01 | 2013-09-23 |