Yuen Ying Chiu
招婉瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Ying Chiu (招婉瑩), a licensed former licensee with CE reference BAU743. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2017-10-23 | 2018-10-02 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2017-10-23 | 2018-10-02 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2017-10-23 | 2018-10-02 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2017-10-23 | 2018-10-02 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2017-10-23 | 2018-10-02 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | 2017-10-23 | 2018-10-02 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-28 | 2016-06-13 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2013-01-28 | 2016-06-13 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 — Advising on securities | 2013-01-28 | 2016-06-13 |