Timothy King To Ng
吳璟濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy King To Ng (吳璟濤), a licensed Representative with CE reference BAS698. Currently licensed at 1 firm(s): Merrill Lynch (Asia Pacific) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2022-06-02 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2022-06-02 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2022-06-02 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2022-06-02 | 2024-02-26 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2022-06-02 | 2024-02-26 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2022-06-02 | 2024-02-26 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2013-01-16 | 2017-08-05 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2013-01-16 | 2017-08-05 |