Sheng (SFC:BAP835) Li
李晟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sheng (SFC:BAP835) Li (李晟), a licensed former licensee with CE reference BAP835. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-13 | 2016-04-30 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-03-13 | 2016-04-30 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-03-13 | 2016-04-30 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2013-11-06 | 2014-02-10 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-11-06 | 2014-02-10 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-17 | 2013-08-23 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-12-17 | 2013-08-23 |