Yang (SFC:BAL785) Sun
孫洋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:BAL785) Sun (孫洋), CE reference BAL785. Currently licensed at 1 firm(s): Pleiad Investment Advisors Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pleiad Investment Advisors Limited 磊亞投資顧問有限公司 |
Rep | Type 9 — Asset management | 2021-04-21 | present |
| Inventio Capital Management (HK) Limited 思博資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-01-17 | 2021-02-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-01-12 | 2017-01-14 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-11-12 | 2014-11-15 |