Celine Fornaro
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Celine Fornaro ( ), a licensed former licensee with CE reference BAL508. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-01-28 | 2019-01-31 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-10-09 | 2017-10-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-09-29 | 2014-10-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2014-09-29 | 2014-10-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2012-11-12 | 2012-11-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2012-11-12 | 2012-11-13 |