Qi (SFC:BAK393) Sun
孫琦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qi (SFC:BAK393) Sun (孫琦), a licensed former licensee with CE reference BAK393. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2012-10-31 | 2013-08-31 |
| AXA Rosenberg Investment Management Asia Pacific Limited 安盛羅森堡投資管理亞太有限公司(以AXARosenbergAsiaPacific;AXAInvestmentManagers名義經營業務) |
Rep | Type 4 — Advising on securities | 2012-10-31 | 2013-08-31 |