David Yi Fan Kwan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Yi Fan Kwan, a licensed Responsible Officer with CE reference BAJ162. Currently licensed at 1 firm(s): AEM Asset Management Limited. Active regulated activities: Type 9 - Asset management. This person has 10.8 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AEM Asset Management Limited 明德企業資產管理有限公司 |
RO | Type 9 - Asset management | 2023-12-11 | present |
| Maxa Asset Management Limited 邁時資產管理有限公司 |
RO | Type 9 - Asset management | 2021-03-03 | 2023-05-31 |
| AEM Asset Management Limited 明德企業資產管理有限公司 |
RO | Type 9 - Asset management | 2018-03-26 | 2020-12-08 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2014-08-05 | 2017-04-03 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-26 | 2013-05-02 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-10-26 | 2013-05-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Yi Fan Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.