Yiu Sing Fong
方耀昇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Sing Fong (方耀昇), a licensed former licensee with CE reference BAI829. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand China Securities Limited 華業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-08 | 2019-02-22 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-24 | 2018-01-22 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-01-24 | 2018-01-22 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-30 | 2013-12-12 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-30 | 2013-12-12 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-26 | 2013-05-10 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-12-17 | 2013-03-15 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-16 | 2013-03-15 |