Guillermo Ariel Osses
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guillermo Ariel Osses ( ), a licensed former licensee with CE reference BAI016. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-04-17 | 2015-04-24 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-04-17 | 2015-04-24 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-12-09 | 2013-12-12 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-12-09 | 2013-12-12 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-01-09 | 2013-01-23 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2013-01-09 | 2013-01-23 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2012-10-17 | 2012-11-01 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2012-10-17 | 2012-11-01 |