Guillermo Ariel Osses

CE No. BAI016 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guillermo Ariel Osses (), a licensed former licensee with CE reference BAI016. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
HSBC Global Asset Management (Hong Kong) Limited Rep Type 1 - Dealing in securities 2015-04-17 2015-04-24
HSBC Investment Funds (Hong Kong) Limited Rep Type 1 - Dealing in securities 2015-04-17 2015-04-24
HSBC Global Asset Management (Hong Kong) Limited Rep Type 1 - Dealing in securities 2013-12-09 2013-12-12
HSBC Investment Funds (Hong Kong) Limited Rep Type 1 - Dealing in securities 2013-12-09 2013-12-12
HSBC Global Asset Management (Hong Kong) Limited Rep Type 1 - Dealing in securities 2013-01-09 2013-01-23
HSBC Investment Funds (Hong Kong) Limited Rep Type 1 - Dealing in securities 2013-01-09 2013-01-23
HSBC Global Asset Management (Hong Kong) Limited Rep Type 1 - Dealing in securities 2012-10-17 2012-11-01
HSBC Investment Funds (Hong Kong) Limited Rep Type 1 - Dealing in securities 2012-10-17 2012-11-01

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