Michael Bernard Green
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Bernard Green ( ), a licensed former licensee with CE reference BAF277. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Evo Capital Management Asia Limited |
RO | Type 9 — Asset management | 2015-08-19 | 2019-08-01 |
| Evo Capital Management Asia Limited |
Rep | Type 9 — Asset management | 2015-07-06 | 2015-08-19 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 7 — Providing automated trading services | 2013-08-16 | 2015-04-02 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2013-03-14 | 2015-04-02 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 — Dealing in securities | 2013-03-14 | 2015-04-02 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2013-03-14 | 2015-04-02 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2013-03-14 | 2015-04-02 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 — Advising on securities | 2013-03-14 | 2015-04-02 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | 2013-03-14 | 2015-04-02 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2012-09-17 | 2013-03-14 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2012-09-17 | 2013-03-14 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2012-09-17 | 2013-03-14 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2012-09-17 | 2013-03-14 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2012-09-17 | 2013-03-14 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2012-09-17 | 2013-03-14 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2012-09-17 | 2013-08-16 |