Wing Kin (SFC:BAF087) Tam
譚永健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Kin (SFC:BAF087) Tam (譚永健), a licensed former licensee with CE reference BAF087. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-19 | 2020-05-06 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-19 | 2020-05-06 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-01 | 2015-09-01 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-24 | 2014-06-30 |