Xiaotian Zheng
鄭嘯天
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaotian Zheng (鄭嘯天), a licensed Responsible Officer with CE reference BAE169. Currently licensed at 1 firm(s): Morgan Stanley Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2026-05-14 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-05-14 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2025-09-29 | 2026-05-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-09-29 | 2026-05-14 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2022-12-22 | 2025-06-26 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 - Advising on securities | 2022-12-22 | 2025-06-26 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 - Advising on corporate finance | 2022-12-22 | 2025-06-26 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2020-08-21 | 2024-03-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2020-08-21 | 2022-12-22 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2020-08-21 | 2024-03-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2020-08-21 | 2022-12-22 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2020-08-21 | 2024-03-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2020-08-21 | 2022-12-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-21 | 2020-07-03 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-03-21 | 2020-07-03 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-03-21 | 2020-07-03 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2015-06-09 | 2018-02-06 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2015-06-09 | 2018-02-06 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2015-06-09 | 2018-02-06 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-17 | 2013-10-26 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-09-17 | 2013-10-26 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-09-17 | 2013-10-26 |