Christopher James Schaffner
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher James Schaffner, a licensed Representative with CE reference BAD914. Currently licensed at 1 firm(s): Mizuho Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2026-02-13 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2026-02-13 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2023-08-22 | 2023-08-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2012-09-10 | 2012-09-28 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2012-09-10 | 2012-09-28 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2012-09-10 | 2012-09-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | 2012-09-10 | 2012-09-28 |