Ya-Han Chang
張雅涵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ya-Han Chang (張雅涵), a licensed former licensee with CE reference BAD847. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-13 | 2019-08-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-03-13 | 2019-08-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-03-13 | 2019-08-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-06-16 | 2016-10-11 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-06-16 | 2016-10-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2014-06-16 | 2016-10-11 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2014-06-16 | 2016-10-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2014-06-16 | 2016-10-11 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2014-06-16 | 2016-10-11 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-06 | 2014-02-10 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-09-06 | 2014-02-10 |