Yan Woo
胡昕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Woo (胡昕), a licensed former licensee with CE reference BAC308. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-01-25 | 2017-03-31 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-01-25 | 2017-03-31 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-01-25 | 2017-03-31 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-22 | 2015-10-27 |