Qian (SFC:BAC294) Yao
姚倩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qian (SFC:BAC294) Yao (姚倩), a licensed former licensee with CE reference BAC294. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2019-09-18 | 2021-04-30 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-04-07 | 2018-07-18 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-09-03 | 2016-11-11 |