Shiyu (SFC:BAB236) Wang
王詩雨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiyu (SFC:BAB236) Wang (王詩雨), a licensed former licensee with CE reference BAB236. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2014-09-01 | 2017-04-07 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2014-09-01 | 2017-04-07 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2014-09-01 | 2017-04-07 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-14 | 2014-06-26 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-08-14 | 2014-06-26 |