Jun Liao
廖君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jun Liao (廖君), a licensed Representative with CE reference BAA713. Currently licensed at 1 firm(s): Huatai Financial Holdings (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-06-11 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2024-06-11 | present |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-08-09 | 2015-03-21 |