Ying (SFC:BAA534) Shao
邵瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying (SFC:BAA534) Shao (邵瑩), a licensed former licensee with CE reference BAA534. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-26 | 2020-03-24 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-03-12 | 2017-08-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2012-08-06 | 2014-11-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2012-08-06 | 2014-11-13 |